Resmed v. Resmed Et. Al

download Resmed v. Resmed Et. Al

of 25

  • date post

    03-Apr-2018
  • Category

    Documents

  • view

    220
  • download

    0

Embed Size (px)

Transcript of Resmed v. Resmed Et. Al

  • 7/28/2019 Resmed v. Resmed Et. Al.

    1/25

    &DVH1RBBBBBBBBBBBBBB

    5RJHU$'HQQLQJ6%1GHQQLQJ#IUFRP6HWK06SURXO6%1VSURXO#IUFRP

    6FRWW$3HQQHU6%1SHQQHU#IUFRP)LVK5LFKDUGVRQ3&

    (O&DPLQR5HDO6DQ'LHJR&$

    3KRQH)D[

    )UDQN(6FKHUNHQEDFK6%1VFKHUNHQEDFK#IUFRP)LVK5LFKDUGVRQ3&

    2QH0DULQD3DUN'U%RVWRQ0$

    3KRQH)D[

    $WWRUQH\VIRU3ODLQWLIIV

    81,7('67$7(6',675,&7&2857

    6287+(51',675,&72)&$/,)251,$

    5(60(',1&D'HODZDUH&RUSRUDWLRQ

    5(60('&253D0LQQHVRWD

    &RUSRUDWLRQDQG5(60('/7'DQ

    $XVWUDOLDQ&RUSRUDWLRQ

    3ODLQWLIIV Y

    %0&0(',&$/&2/7'D&KLQHVH&RUSRUDWLRQ%352'8&76//&D

    )ORULGD/LPLWHG/LDELOLW\&RPSDQ\DQG%0(',&$/,1&D)ORULGD

    &RUSRUDWLRQ

    'HIHQGDQWV

    &DVH1RBBBBBBBBBBBBBBB

    &203/$,17)253$7(17,1)5,1*(0(17

    -85

  • 7/28/2019 Resmed v. Resmed Et. Al.

    2/25

    &DVH1RBBBBBBBBBBBBBB

    3ODLQWLIIV5HV0HG,QF5HV0HG&RUSDQG5HV0HG/WGFROOHFWLYHO\

    3ODLQWLIIVRU5HV0HGKHUHE\ILOHWKLVFRPSODLQWDJDLQVW'HIHQGDQWV%0&

    0HGLFDO&R/WG%3URGXFWV//&DQG%0HGLFDO,QFDQGDOOHJHDV

    IROORZV

    3ODLQWLII5HV0HG,QFLVDFRUSRUDWLRQRUJDQL]HGXQGHUWKHODZVRIWKHVWDWHRI'HODZDUHZLWKLWVSULQFLSDOSODFHRIEXVLQHVVLQ6DQ'LHJR&DOLIRUQLD

    3ODLQWLII5HV0HG&RUSLVDFRUSRUDWLRQRUJDQL]HGXQGHUWKHODZVRIWKHVWDWHRI0LQQHVRWDZLWKLWVSULQFLSDOSODFHRIEXVLQHVVLQ6DQ'LHJR&DOLIRUQLD

    3ODLQWLII5HV0HG/WGLVDFRUSRUDWLRQRUJDQL]HGXQGHUWKHODZVRI$XVWUDOLDKDYLQJLWVSULQFLSDOSODFHRIEXVLQHVVLQ%HOOD9LVWD1HZ6RXWK:DOHV$XVWUDOLD

    5HV0HG&RUSDQG5HV0HG/WGDUHUHVSHFWLYHO\GLUHFWDQGLQGLUHFWVXEVLGLDULHVRI5HV0HG,QF

    $VXVHGKHUHLQWKHWHUP3ODLQWLIIVRU5HV0HGPHDQVLQGLYLGXDOO\DQGRUFROOHFWLYHO\5HV0HG,QF5HV0HG&RUSDQG5HV0HG/WG

    2QLQIRUPDWLRQDQGEHOLHI'HIHQGDQW%0&0HGLFDO&R/WG%0&LVDFRUSRUDWLRQRUJDQL]HGXQGHUWKHODZVRIWKHFRXQWU\RI&KLQDZLWKLWV

    SULQFLSDOSODFHRIEXVLQHVVDW)0DLQ%XLOGLQJ1R*XFKHQJ6WUHHW:HVW

    6KLMLQJVKDQ%HLMLQJ&KLQD

    2QLQIRUPDWLRQDQGEHOLHI'HIHQGDQW%0HGLFDO,QF%0HGLFDOLVWKH86VXEVLGLDU\RI%0&2QLQIRUPDWLRQDQGEHOLHI%0HGLFDOLVD

    FRUSRUDWLRQRUJDQL]HGXQGHUWKHODZVRIWKHVWDWHRI)ORULGDZLWKLWVSULQFLSDOSODFH

    RIEXVLQHVVDW86+LJKZD\/DNH:DOHV)/

    2QLQIRUPDWLRQDQGEHOLHI'HIHQGDQW%3URGXFWV//&%3URGXFWVLVDOLPLWHGOLDELOLW\FRPSDQ\RUJDQL]HGXQGHUWKHODZVRIWKHVWDWHRI

    )ORULGDZLWKLWVSULQFLSDOSODFHRIEXVLQHVVDW86+LJKZD\/DNH:DOHV

    )/

  • 7/28/2019 Resmed v. Resmed Et. Al.

    3/25

    &DVH1RBBBBBBBBBBBBBB

    $VXVHGKHUHLQWKHWHUP%PHDQVFROOHFWLYHO\%0HGLFDODQG%3URGXFWV

    $VXVHGKHUHLQWKHWHUP'HIHQGDQWVPHDQVLQGLYLGXDOO\DQGRUFROOHFWLYHO\%0&DQG%

    -85,6',&7,21$1'9(18(

    7KLV&RXUWKDVVXEMHFWPDWWHUMXULVGLFWLRQRYHUWKHFODLPVSOHDGHGKHUHLQXQGHU86&DDQGDEHFDXVHWKHDFWLRQVEHORZ

    FRQFHUQDIHGHUDOTXHVWLRQDULVLQJXQGHUWKHSDWHQWODZVRIWKH8QLWHG6WDWHV

    LQFOXGLQJ86&

    9HQXHLVSURSHULQWKLVMXGLFLDOGLVWULFWXQGHU86&EFDQGEEHFDXVHDPRQJRWKHUUHDVRQV'HIHQGDQWVDUHVXEMHFWWRSHUVRQDO

    MXULVGLFWLRQLQWKLVMXGLFLDOGLVWULFWDQGKDYHFRPPLWWHGDFWVRILQIULQJHPHQWLQWKLV

    MXGLFLDOGLVWULFWRUZLOOLPPLQHQWO\FRPPLWDFWVRILQIULQJHPHQWLQWKLVMXGLFLDO

    GLVWULFW

    8SRQLQIRUPDWLRQDQGEHOLHI'HIHQGDQWVKDYHSODFHGLQIULQJLQJSURGXFWVDQGRUZLOOSODFHLQIULQJLQJSURGXFWVLQWRWKHVWUHDPRIFRPPHUFHE\

    VKLSSLQJWKRVHSURGXFWVLQWRWKLVMXGLFLDOGLVWULFWDQGRUE\NQRZLQJWKDWVXFK

    SURGXFWVZRXOGEHVKLSSHGLQWRWKLVMXGLFLDOGLVWULFW'HIHQGDQWVHVWDEOLVKHG

    GLVWULEXWLRQQHWZRUNGLVWULEXWHVDFFXVHGSURGXFWVGLUHFWO\WRFXVWRPHUVORFDWHGLQ

    WKLVGLVWULFW)RUWKRVHSURGXFWVVRRQWREHUHOHDVHGLQWKH8QLWHG6WDWHV

    'HIHQGDQWVHVWDEOLVKHGGLVWULEXWLRQQHWZRUNZRXOGGLVWULEXWHWKHDFFXVHGSURGXFWV

    GLUHFWO\WRFXVWRPHUVORFDWHGLQWKLVGLVWULFW

    )RUH[DPSOHXSRQLQIRUPDWLRQDQGEHOLHI%0&VHVWDEOLVKHGGLVWULEXWLRQQHWZRUNGLVWULEXWHVDFFXVHGSURGXFWVWRLQWHUPHGLDU\VXSSOLHUVOLNH%

    ZKRGLVWULEXWHWKHSURGXFWVQDWLRQDOO\LQFOXGLQJLQWKLVGLVWULFW%\LPSRUWLQJLQWR

    WKH8QLWHG6WDWHVVKLSSLQJLQWRVHOOLQJRIIHULQJWRVHOODQGRUXVLQJSURGXFWVWKDW

    LQIULQJHWKHSDWHQWVLQVXLWLQWKLVGLVWULFWRUE\LQGXFLQJRUFDXVLQJWKRVHDFWVWR

    RFFXU'HIHQGDQWVKDYHWUDQVDFWHGDQGFRQWLQXHWRWUDQVDFWEXVLQHVVDQGSHUIRUP

  • 7/28/2019 Resmed v. Resmed Et. Al.

    4/25

  • 7/28/2019 Resmed v. Resmed Et. Al.

    5/25

    &DVH1RBBBBBBBBBBBBBB

    SDWHQWLVYDOLGHQIRUFHDEOHDQGFXUUHQWO\LQIXOOIRUFHDQGHIIHFW$FRS\RI

    WKHSDWHQWLVDWWDFKHGDV([KLELW&

    5HV0HG,QFLVWKHH[FOXVLYHOLFHQVHHRIWKHSDWHQWDQGKDVH[FOXVLYHO\VXEOLFHQVHGWKHSDWHQWWR5HV0HG&RUSWKH86VDOHVVXEVLGLDU\

    5HV0HG/WGLVWKHRZQHUE\DVVLJQPHQWRIDOOULJKWWLWOHDQGLQWHUHVWLQDQGWR8QLWHG6WDWHV3DWHQW1RHQWLWOHG(UJRQRPLF$QG$GMXVWDEOH

    5HVSLUDWRU\0DVN$VVHPEO\:LWK+HDGJHDU$VVHPEO\KHUHLQDIWHU

    WKHSDWHQWZKLFKZDVGXO\DQGOHJDOO\LVVXHGRQ0D\7KH

    SDWHQWLVYDOLGHQIRUFHDEOHDQGFXUUHQWO\LQIXOOIRUFHDQGHIIHFW$FRS\RIWKH

    SDWHQWLVDWWDFKHGDV([KLELW' 5HV0HG,QFLVWKHH[FOXVLYHOLFHQVHHRIWKHSDWHQWDQGKDV

    H[FOXVLYHO\VXEOLFHQVHGWKHSDWHQWWR5HV0HG&RUSWKH86VDOHVVXEVLGLDU\

    5HV0HG/WGLVWKHRZQHUE\DVVLJQPHQWRIDOOULJKWWLWOHDQGLQWHUHVWLQDQGWR8QLWHG6WDWHV3DWHQW1RHQWLWOHG(UJRQRPLF$QG$GMXVWDEOH

    5HVSLUDWRU\0DVN$VVHPEO\:LWK+HDGJHDU$VVHPEO\KHUHLQDIWHU

    WKHSDWHQWZKLFKZDVGXO\DQGOHJDOO\LVVXHGRQ0DUFK7KH

    SDWHQWLVYDOLGHQIRUFHDEOHDQGFXUUHQWO\LQIXOOIRUFHDQGHIIHFW$FRS\RIWKH

    SDWHQWLVDWWDFKHGDV([KLELW(

    5HV0HG,QFLVWKHH[FOXVLYHOLFHQVHHRIWKHSDWHQWDQGKDVH[FOXVLYHO\VXEOLFHQVHGWKHSDWHQWWR5HV0HG&RUSWKH86VDOHVVXEVLGLDU\

    5HV0HG/WGLVWKHRZQHUE\DVVLJQPHQWRIDOOULJKWWLWOHDQGLQWHUHVWLQDQGWR8QLWHG6WDWHV3DWHQW1RHQWLWOHG1DVDO$VVHPEO\KHUHLQDIWHU

    WKHSDWHQWZKLFKZDVGXO\DQGOHJDOO\LVVXHGRQ1RYHPEHU7KH

    SDWHQWLVYDOLGHQIRUFHDEOHDQGFXUUHQWO\LQIXOOIRUFHDQGHIIHFW$FRS\RI

    WKHSDWHQWLVDWWDFKHGDV([KLELW)

    5HV0HG,QFLVWKHH[FOXVLYHOLFHQVHHRIWKHSDWHQWDQGKDVH[FOXVLYHO\VXEOLFHQVHGWKHSDWHQWWR5HV0HG&RUSWKH86VDOHVVXEVLGLDU\

  • 7/28/2019 Resmed v. Resmed Et. Al.

    6/25

    &DVH1RBBBBBBBBBBBBBB

    $VXVHGKHUHLQWKHWHUP3DWHQWVLQ6XLWPHDQVLQGLYLGXDOO\DQGRUFROOHFWLYHO\WKHSDWHQWWKHSDWHQWWKHSDWHQWWKHSDWHQWWKH

    SDWHQWDQGWKHSDWHQW

    %$&.*5281'

    5HV0HGLVDOHDGLQJGHYHORSHUPDQXIDFWXUHUDQGGLVWULEXWRURIPHGLFDOHTXLSPHQWIRUWUHDWLQJGLDJQRVLQJDQGPDQDJLQJVOHHSGLVRUGHUHGEUHDWKLQJDQG

    RWKHUUHVSLUDWRU\GLVRUGHUV7KHFRPSDQ\LVGHGLFDWHGWRGHYHORSLQJLQQRYDWLYH

    SURGXFWVWRLPSURYHWKHOLYHVRIWKRVHZKRVXIIHUIURPWKHVHFRQGLWLRQVDQGWR

    LQFUHDVLQJDZDUHQHVVDPRQJSDWLHQWVDQGKHDOWKFDUHSURIHVVLRQDOVRIWKHSRWHQWLDOO\

    VHULRXVKHDOWKFRQVHTXHQFHVRIXQWUHDWHGVOHHSGLVRUGHUHGEUHDWKLQJVRPHWLPHVUHIHUUHGWRDV6'%6LQFHLWVIRXQGLQJLQ5HV0HGKDVIRFXVHGRQ

    GHYHORSLQJDQGFRPPHUFLDOL]LQJV\VWHPVIRUWKHWUHDWPHQWRIREVWUXFWLYHVOHHS

    DSQHD26$ DPDMRUVXEVHWRI6'%5HV0HGVGHYHORSPHQWRILQQRYDWLYH

    WKHUDSLHVIRUWKHWUHDWPHQWRI26$KDVUHVXOWHGLQRYHUSDWHQWVJUDQWHGRU

    SHQGLQJZRUOGZLGHDQGLWVSURGXFWOLQHLQFRUSRUDWHVWHFKQRORJ\WKDWLVDKLJKO\

    HIIHFWLYHDQGSURYHQZD\WRWUHDW26$

    5HV0HGVSRUWIROLRRI6'%SURGXFWVLQFOXGHVIORZJHQHUDWRUVKXPLGLILHUVGLDJQRVWLFSURGXFWVPDVNV\VWHPVKHDGJHDUDQGRWKHUDFFHVVRULHV

    LQFOXGLQJIRUH[DPSOHFHUWDLQVOHHSGLVRUGHUHGEUHDWKLQJWUHDWPHQWIXOOIDFHPDVNV

    LQFOXGLQJWKH4XDWWUR);4XDWWUR);IRU+HUDQG0LUDJH4XDWWUR5HV0HGV6'%

    SURGXFWVDOVRLQFOXGHFHUWDLQVOHHSGLVRUGHUHGEUHDWKLQJWUHDWPHQWQDVDOPDVNV

    LQFOXGLQJWKH0LUDJH);0LUDJH);IRU+HU0LUDJH/LEHUW\0LUDJH0LFUR

    0LUDJH$FWLYD/7DQG0LUDJH9LVWD5HV0HGV6'%SURGXFWVDOVRLQFOXGHFHUWDLQ

    VOHHSGLVRUGHUHGEUHDWKLQJWUHDWPHQWQDVDOSLOORZVLQFOXGLQJWKH6ZLIW);6ZLIW

    );IRU+HU6ZLIW);%HOOD*UD\6ZLIW);%HOOD6ZLIW/7IRU+HUDQG0LUDJH

    6ZLIW,,,QDGGLWLRQ5HV0HGV6'%SURGXFWVLQFOXGHFHUWDLQVOHHSGLVRUGHUHG

    EUHDWKLQJWUHDWPHQWV\VWHPVWKDWFRQVLVWLQSDUWRIDIORZJHQHUDWRUVXFKDVWKH

    PXOWLSOHYDULDWLRQVRI5HV0HGV6IORZJHQHUDWRU

  • 7/28/2019 Resmed v. Resmed Et. Al.

    7/25

    &DVH1RBBBBBBBBBBBBBB

    5HV0HGPDUNVLWVSDWHQWVRQVRPHSURGXFWVDQGPDUNVDOORILWVSURGXFWVRQLWVZHEVLWHDWZZZUHVPHGFRPLS

    2QLQIRUPDWLRQDQGEHOLHI%0&RQLWVRZQDQGRUWKURXJKLWVVXEVLGLDULHVLVLQWKHEXVLQHVVRIPDQXIDFWXULQJSDFNDJLQJLPSRUWLQJVHOOLQJ

    RIIHULQJWRVHOODQGRUGLVWULEXWLQJDYDULHW\RIVOHHSGLVRUGHUHGEUHDWKLQJWUHDWPHQW

    V\VWHPVDQGFRPSRQHQWVWKHUHRILQFOXGLQJDIORZJHQHUDWRUVLQFOXGLQJEXWQRW

    OLPLWHGWR%0&V&3$3PDFKLQHVVXFKDVWKH%0&$DQG%0&&WKH

    $FFXVHG0DFKLQHVEQDVDOSLOORZVLQFOXGLQJEXWQRWOLPLWHGWR%0&V:LOORZ

    SURGXFWOLQHWKH$FFXVHG1DVDO3LOORZVDQGFPDVNVLQFOXGLQJEXWQRW

    OLPLWHGWR%0&VL9ROYHSURGXFWOLQHWKH$FFXVHG1DVDO0DVNV$VXVHGKHUHLQDIWHUWKHSKUDVH$FFXVHG3URGXFWVVKDOOPHDQLQGLYLGXDOO\DQGFROOHFWLYHO\

    WKH$FFXVHG0DFKLQHVWKH$FFXVHG1DVDO0DVNVDQGWKH$FFXVHG1DVDO3LOORZV

    2QLQIRUPDWLRQDQGEHOLHILQ0DUFK'HIHQGDQWVLPSRUWHGDQL9ROYHPDVNLQWRWKH8QLWHG6WDWHVZKHUHLWZDVGLVSOD\HGDWDWUDGHVKRZLQ/DV

    9HJDV192QLQIRUPDWLRQDQGEHOLHIWKLVZDVGRQHLQDQWLFLSDWLRQRIRIIHULQJIRU

    VDOHDQGVHOOLQJWKHL9ROYHLQWKH8QLWHG6WDWHV

    2QLQIRUPDWLRQDQGEHOLHI'HIHQGDQWVKDYHFRPSOHWHGWKHFUHDWLRQRIPDUNHWLQJPDWHULDOVLQFOXGLQJVSHFLILFDWLRQVDQGXVHUPDQXDOVIRUWKHL9ROYH

    'HIHQGDQWVKDYHDOVRFUHDWHGPXOWLSOHZHESDJHVDFFHVVLEOHLQWKH8QLWHG6WDWHV

    DQGLQWKLVMXULVGLFWLRQPDUNHWLQJWKHL9ROYH2QLQIRUPDWLRQDQGEHOLHI

    'HIHQGDQWVKDYHXQGHUWDNHQWKLVDFWLYLW\LQDQWLFLSDWLRQRIRIIHULQJWRVHOODQG

    VHOOLQJWKH$FFXVHG1DVDO0DVNVLQWKH8QLWHG6WDWHV

    2QLQIRUPDWLRQDQGEHOLHI%0&RIIHUVIRUVDOHVHOOVOLFHQVHVDQGRUGLVWULEXWHVWKH$FFXVHG3URGXFWVLQWKH8QLWHG6WDWHVLQFOXGLQJZLWKLQWKLVGLVWULFW

    DQGRULPSRUWVWKH$FFXVHG3URGXFWVLQWRWKH8QLWHG6WDWHV

    %LVDQLPSRUWHUDQGVHOOHURIGXUDEOHPHGLFDOHTXLSPHQWVXFKDVVOHHSGLVRUGHUHGEUHDWKLQJWUHDWPHQWV\VWHPVDQGFRPSRQHQWVWKHUHRI%PDUNHWV

    DQGVHOOVWKH$FFXVHG3URGXFWVLQWKH8QLWHG6WDWHV

  • 7/28/2019 Resmed v. Resmed Et. Al.

    8/25

    &DVH1RBBBBBBBBBBBBBB

    2QLQIRUPDWLRQDQGEHOLHI%REWDLQVWKH$FFXVHG3URGXFWVIURP%0&DQGVHOOVWKHPLQWKH8QLWHG6WDWHVDQGWKLVGLVWULF